Pre-approved plan submission procedures

Procedures and forms for submitting applications for opinion or advisory letters for pre-approved retirement plans.
General Information
Administrators

401k Resource Guide Plan Sponsors What if You are Audited

Explains our audit process and how you can prepare.
General Information
Administrators

Traditional and Roth IRAs

Use a comparison chart to learn how to save money for your retirement with traditional and Roth IRAs.
General Information
Administrators

SARSEP fix-it guide - Less than 50% of eligible employees made employee elective deferrals

SARSEP Fix-It Guide - Less than 50% of eligible employees made employee elective deferrals
General Information
Administrators

401k plan termination

Understand the process of terminating your 401(k) if you decide the plan no longer suites your business.
General Information
Administrators

403(b) plans with operational failures

403(b) Plans With Operational Failures
General Information
Administrators

Are you a 403(b) plan sponsor that has lost your tax-exempt status?

Are you a 403(b) Plan Sponsor that has lost your Tax-Exempt Status?
General Information
Administrators

Correct your retirement plan errors

Correct Your Retirement Plan Errors
General Information
Administrators

Retirement plan notices to interested parties

An employer must notify interested parties when it applies for an IRS determination of the plan's qualified status.
General Information
Administrators

Deadline extended to add new in-plan Roth rollover provisions

In Notice 2013-74, the IRS extended the deadline to adopt a discretionary plan amendment to allow in-plan Roth rollovers in 2013 of amounts in a plan that could not be distributed to the participant.
General Information
Administrators